The Fourteenth
Amendment to the Constitution, ratified in the wake of
the Civil War, provides in part that "No state shall
. . . deny to any person within its jurisdiction the equal
protection of the laws." This simple phrase, known
as the Equal Protection Clause, has spawned a complex
body of judicial doctrine. But its original purpose was
to ensure that the recently defeated Southern states did
not infringe on the rights of the newly emancipated slaves.
Initially,
it seemed as though the clause might be limited only
to claims of racial discrimination. In its first interpretation
of the Equal Protection Clause in Slaughter-House
Cases (1873), the Supreme Court held that a group of Louisiana butchers could
not rely on the clause to challenge a state monopoly.
"We doubt very much whether any action of a State
not directed by way of discrimination against [African
Americans] as a class, or on account of their race,
will ever be held to come within the purview of this
provision," the Court said.
But
in fact the Court soon began to expand the reach of
the clause beyond its core requirement of equal treatment
of the races, holding that it was essentially a directive
that all persons "similarly situated" should
be treated alike. The issue then became how to determine
which groups were in fact similarly situated. A general
"rationality" requirement was read into the
provision: in order for legislation to pass muster,
any distinction it drew between groups of people-any
"classification," in legal parlance-had to
be rationally related to the legislation's purpose.
In other words, for the law to treat one group of people
differently than another its defender simply had to
show that there was a reason for the discrepancy that
went beyond mere hostility to the targeted group.
A
similar requirement was read into another provision
of the Fourteenth Amendment, the Due Process Clause:
"Nor shall any state deprive any person of life,
liberty, or property, without due process of law."
From the turn of the century through the 1930s, a conservative
Supreme Court frequently used the Due Process Clause-and
to a lesser extent the Equal Protection Clause-to strike
down economic legislation and social reforms on the
ground that they were "unreasonable." In the
most groundbreaking of these cases, Lochner v. New
York (1905), the Court ruled that a state law setting a
daily ten-hour limit on the working hours of bakers
was an unreasonable interference with the freedom of
workers and employers to enter into contracts.
After
1937, a reaction against the so-called Lochner era set in. The Supreme Court began to apply the rationality
requirements of both the Equal Protection and Due Process
Clauses so leniently as to render them virtually meaningless.
"State legislatures are presumed to have acted
within their constitutional power despite the fact that,
in practice, their laws result in some inequality,"
the Court said in 1961, in a fairly typical formulation.
"A statutory discrimination will not be set aside
if any state of facts reasonably may be conceived to
justify it."
But
while this permissive attitude prevailed in the context
of social and economic legislation, the Equal Protection
Clause had not been rendered completely powerless. In
1938, a footnote in an otherwise unremarkable case called
United States v. Carolene Products Co. laid the groundwork for much of the Supreme Court's
later elaboration of the Equal Protection Clause. Justice
Harlan Fiske Stone, writing for the Court, observed
that a more searching equal protection review might
be appropriate when "legislation appears on its
face to be within a specific prohibition of the Constitution,
such as those of the first ten amendments." Similarly,
the Court might want to take a harder look at "statutes
directed at particular religious . . . or national .
. . or racial minorities." The theory behind this
approach was that the Court might need to step in when
the ordinary political process was not adequate to ensure
justice-either because the legislation interfered with
rights that were central to that process, or because
it discriminated against "discrete and insular
minorities" who were likely to be victims of prejudice
and lacked sufficient power to protect their rights
in the political arena.
Under
the liberal Warren Court of the 1960s, the split approach
outlined in Carolene Products solidified
into a rigid "two-tier" system of evaluating
equal protection claims. The Court reviewed ordinary,
run-of-the mill challenges to social and economic legislation
under its low-level "rationality" test. Those
claims only had to pass the easy, reasonableness standard.
But two kinds of claims warranted "strict scrutiny":
claims that legislation infringed on a "fundamental
right," such as the right to vote, the right to
interstate travel, or the right to appeal in a criminal
case; and claims that legislation had created a "suspect
classification." A classification was "suspect"
if it was based on a group's race, ethnicity, or religion-essentially
the "discrete and insular minorities" of the
Carolene Products
footnote. Discrimination premised on these characteristics,
the Court said, was so unlikely to be related to a legitimate
state objective that it was in effect presumed to be
the product of prejudice and hostility. In order to
pass the strict scrutiny test, a legislative classification
had to be "narrowly tailored" to achieve a
"compelling state interest." This standard
proved so difficult to meet that the strict scrutiny
test was sometimes referred to as "strict in theory
and fatal in fact."
After
Warren E. Burger succeeded Earl Warren as chief justice
in 1969, discontent with the two-tier standard surfaced
both on and off the Court. Both Justices John Paul Stevens
and Thurgood Marshall criticized the Court's equal protection
jurisprudence, with Stevens declaring that there was
"only one Equal Protection Clause," and Marshall
advocating a "sliding scale" approach. "A
principled reading of what this Court has done reveals
that it has applied a spectrum of standards in reviewing
discrimination allegedly violative of the Equal Protection
Clause," Marshall wrote in a 1973 dissent. "This
spectrum clearly comprehends variations in the degree
of care with which the Court will scrutinize particular
classifications, depending, I believe, on the constitutional
and societal importance of the interest adversely affected
and the recognized invidiousness of the basis upon which
the particular classification is drawn."
While
the Court failed to embrace either Stevens's or Marshall's
views, it did begin to tinker with its two-tier approach
so as to render it more flexible. In some cases, the
Court applied the rationality test in a relatively rigorous
fashion, occasionally using it to strike down legislation
as unconstitutional. The justices also expanded the
range of closely reviewed classifications beyond race
and ethnicity to include illegitimacy and gender. For
these last two categories, the Court devised an intermediate
equal protection test, falling between rationality and
strict scrutiny: legislation that discriminated against
women or those of illegitimate birth had to be "substantially
related" to achieving "an important governmental
objective."
This
intermediate standard has been developed primarily in
cases of discrimination against women. But women do
not fit neatly into the Carolene Products
mold of "discrete and insular minorities":
they are not discrete or insular, nor are they a minority.
In order to justify giving them the benefit of heightened
scrutiny, the Court has had to rely on another strand
of the equal protection doctrine: the idea that people
should not be subjected to discrimination on the basis
of characteristics that are "immutable"-distinctions,
like gender or race, over which they have no control-and
that bear no relation to ability. Women, like racial
minorities, have historically been subject to severe
restrictions on such activities as voting, attending
college, and working as lawyers-restrictions that were
based on stereotype rather than on the actual capabilities
of individual members of the group.
The
four cases that follow are landmarks in the development
of the Court's gender discrimination doctrine. As the
Court grappled with the appropriate method of evaluating
this category of equal protection claim, the justices
first tried applying the rationality test in an unusually
rigorous way (Reed v. Reed);
then came to the brink of adopting gender as a full-fledged
suspect classification (Frontiero v. Richardson); and finally settled on an intermediate standard that appeared to represent
a workable compromise (Craig v. Boren). In the eyes of some Court watchers, the final case,
United States v. Virginia
(1996), appeared to raise the standard to the highest
level. In any event, the decision has left some questions
about the Court's future course in this area.